Vehicle file · Non-traded BDC

Prospect Floating Rate & Alternative Income Fund, Inc.

What its SEC filings show.

SEC CIK 1521945·Inc. MD·Fiscal year end 06/30·Data as filed · pulled Sep 21, 2026

What this file is.Not a review. Every figure below is the issuer's own number as tagged in its filings to the SEC, unadjusted, with a link to the filing it came from. When a new filing lands, the table updates; when a filing changes something for the people who hold this vehicle, we write it up and link it under Our reads.

Prospect Floating Rate & Alternative Income Fund, Inc. is a non-traded BDC registered with the SEC under CIK 1521945 (incorporated in MD). Its most recent filing is an SC TO-I (issuer tender offer) dated Sep 18, 2026. As of Mar 31, 2026 it reported total assets of $88.4M (down 16.2% from $105.5M a year earlier) and stockholders' equity of $35.3M. Net income (loss) for the nine months to Mar 31, 2026 was −$3.0M. In the nine months to Mar 31, 2026 it raised $0 from new shares, paid $319K in distributions, spent $759K repurchasing shares. Reported NAV per share: $4.59 as of Dec 31, 2024.

Key figures, as filed.

Balance sheet

Figure	Latest	Period	A year earlier	Change	Source
Total assets	$88.4M	as of Mar 31, 2026	$105.5M	−16.2%	10-Q · May 11, 2026
Investments at fair value	$63.0M	as of Mar 31, 2026	$83.7M	−24.6%	10-Q · May 11, 2026
Cash and equivalents	$23.3M	as of Mar 31, 2026	$20.3M	+14.7%	10-Q · May 11, 2026
Total liabilities	$53.1M	as of Mar 31, 2026	$65.6M	−19.1%	10-Q · May 11, 2026
Stockholders' equity	$35.3M	as of Mar 31, 2026	$39.9M	−11.3%	10-Q · May 11, 2026
NAV per share	$4.59	as of Dec 31, 2024	$5.12	−10.4%	10-Q · Feb 13, 2025
Shares outstanding	9.3M shares	as of Mar 31, 2026	8.9M shares	+4.1%	10-Q · May 11, 2026
Shares outstanding (cover page)	6.6M shares	as of May 13, 2024	2.4M shares	+176.4%	10-Q · May 13, 2024

Results and cash flow

Figure	Latest	Period	A year earlier	Change	Source
Net income (loss)	−$3.0M	nine months to Mar 31, 2026	$453K	−772.3%	10-Q · May 11, 2026
Cash from operations	$19.2M	nine months to Mar 31, 2026	−$23.3M	+182.1%	10-Q · May 11, 2026
Management fees	$840K	nine months to Mar 31, 2026	$916K	−8.3%	10-Q · May 11, 2026

Capital raised, distributions and repurchases

Figure	Latest	Period	A year earlier	Change	Source
Capital raised (common stock issued)	$0	nine months to Mar 31, 2026	$10.0M	−100.0%	10-Q · May 11, 2026
Distributions paid	$319K	nine months to Mar 31, 2026	$378K	−15.8%	10-Q · May 11, 2026
Distributions declared per share	$0.19	nine months to Dec 31, 2024	$0.20	−5.0%	10-Q · Feb 13, 2025
Share repurchases (cash paid)	$759K	nine months to Mar 31, 2026	$1.4M	−45.4%	10-Q · May 11, 2026
Share repurchases (value)	$223K	quarter to Sep 30, 2024	$122K	+83.8%	10-Q · Nov 12, 2025
Shares repurchased	47,845 shares	quarter to Sep 30, 2024	19,963 shares	+139.7%	10-Q · Nov 14, 2024

Flows (revenues, income, cash, distributions, repurchases) are shown for the period the issuer reported them in, which may be a quarter, a year-to-date span or a full year; “a year earlier” compares only periods of the same length. A vehicle that does not tag a figure in XBRL will not show it here even if the PDF discloses it.

If you have real money in this, do not decide it alone.

We can tell you what the filings say. What we cannot tell you is what it means for your particular position, your tax situation and the rest of your portfolio, and anyone who does that from a web page without knowing your circumstances is guessing. With money in a non-traded BDC whose repurchases are capped each quarter, that is the part that actually matters.

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Filing timeline.

The last 25 documents this issuer filed with the SEC. Marked rows are the ones that tend to matter to holders.

Sep 18, 2026SC TO-I · Issuer tender offerEDGAR ↗
Sep 10, 2026SCHEDULE 13D/A · FilingEDGAR ↗
Aug 24, 20268-K · Current reportItems 8.01EDGAR ↗
Aug 19, 2026SC TO-I/A · Issuer tender offer (amendment)EDGAR ↗
Aug 4, 202640-17G · FilingEDGAR ↗
Jul 27, 20268-K · Current reportItems 7.01,8.01EDGAR ↗
Jul 7, 2026POS EX · FilingEDGAR ↗
Jun 26, 2026SC TO-I · Issuer tender offerEDGAR ↗
Jun 24, 20268-K · Current reportItems 7.01,9.01EDGAR ↗
May 28, 20268-K · Current reportItems 8.01EDGAR ↗
May 11, 2026424B3 · Prospectus supplementEDGAR ↗
May 11, 2026SC TO-I/A · Issuer tender offer (amendment)EDGAR ↗
May 11, 202610-Q · Quarterly reportEDGAR ↗
May 1, 2026SCHEDULE 13D/A · FilingEDGAR ↗
Mar 27, 2026424B3 · Prospectus supplementEDGAR ↗
Mar 27, 2026SC TO-I · Issuer tender offerEDGAR ↗
Mar 19, 20268-K · Current reportItems 7.01,9.01EDGAR ↗
Mar 6, 20268-K · Current reportItems 5.03,5.07,8.01,9.01EDGAR ↗
Feb 27, 2026CORRESP · FilingEDGAR ↗
Feb 26, 20268-K · Current reportItems 7.01,9.01EDGAR ↗
Feb 12, 2026SC TO-I/A · Issuer tender offer (amendment)EDGAR ↗
Feb 12, 2026424B3 · Prospectus supplementEDGAR ↗
Feb 11, 202610-Q · Quarterly reportEDGAR ↗
Jan 28, 2026486APOS · FilingEDGAR ↗
Jan 27, 20268-K · Current reportItems 1.01,1.02,9.01EDGAR ↗

Our reads on Prospect Floating Rate & Alternative Income Fund, Inc..

No forensic read of this vehicle yet. When a filing changes something for holders — a tender offer, a repurchase cap, a NAV reset, a distribution cut — the read goes here.

Source: SEC EDGAR, XBRL company facts and filing index for CIK 1521945, retrieved Sep 21, 2026. Figures are reproduced as tagged by the issuer; errors in the source carry through, which is why every row links to the filing. Nothing here is investment advice.

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Prospect Floating Rate & Alternative Income Fund, Inc.

Key figures, as filed.

Filing timeline.

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